Studybox Research

Studybox Research Dual 510(k) + CLIA waiver · Infectious disease

Point-of-Care Molecular Flu A/B Test

A semi-automated RT-PCR test with a visual lateral-flow readout, run on a small benchtop dock, was cleared for qualitative detection and differentiation of influenza A and B RNA in nasal swabs from patients with signs and symptoms of respiratory infection.

Case study

Dual 510(k) + CLIA waiver · Infectious disease

Dual 510(k) and CLIA Waiver Study for a Point-of-Care Molecular Flu A/B Test

Key facts

Outcome
FDA 510(k) clearance and CLIA waiver
Pathway
Dual Submission Studies
Specimens evaluable
about 1,250 of about 1,350
Intended-use sites
about 15
Flu A sensitivity
about 97%
Flu A specificity
about 94%
Flu B sensitivity
about 94%
Near cut-off agreement (untrained operators)
about 97% Flu A, about 97% Flu B, 100% negative
Run by
The Studybox team, as Toolbox Medical Innovations

01 How the study ran

  • Prospective, multi-site study at about 15 intended-use sites in the U.S. during a single influenza season, enrolling patients presenting with flu-like symptoms. Testing on site was performed by non-laboratory personnel.
  • Two nasal swabs were collected from one nostril per subject. One was eluted in 5 mL of the test's swab buffer and tested on site within one hour of collection. The other was eluted in 3 mL of viral transport media and sent to one of two central laboratories for the FDA-cleared molecular comparator.
  • All discrepant results were tested with an alternative FDA-cleared molecular assay at the reference laboratory.
  • Of about 1,350 specimens enrolled, about 1,250 were evaluable; the rest did not meet eligibility criteria, were rejected for protocol deviations or were invalid after repeat testing. Most evaluable specimens came from children and young people under 22, with smaller groups aged 22-59 and 60 or older.
  • Near cut-off study at three CLIA-waived clinical sites. Several untrained intended operators per site tested coded, blinded contrived samples (influenza A low positive and influenza B low positive at about 1X LoD (C95), plus a negative), presented as patient samples during normal testing days. Testing ran on non-consecutive days over two weeks, with about 60 samples per site, split evenly across the three sample types, from one cassette lot.
  • Reproducibility study at three CLIA-waived sites and one moderately complex site. The blinded, randomized panel had influenza A and B low positives (~1X LoD), moderate positives (~3X LoD) and a negative, tested by multiple operators in replicate over 5 non-consecutive days, giving about 30 observations per site per sample type.

02 Takeaways for sponsors

  • Size the study for the less prevalent analyte. Here about 1,250 evaluable specimens produced only about 150 influenza B comparator positives, which set the precision of the weakest estimate.
  • Spread enrollment across many intended-use sites; about fifteen were used here to reach this sample in one season.
  • Pre-specify discordant testing with an alternative FDA-cleared molecular assay. It does not change the headline numbers, but it explains apparent false positives that a reviewer will ask about.
  • Expect invalids with a visually read cassette and validate the retest instruction. The initial invalid rate of about 9% fell to about 1% only because repeat testing was built into the labeling and the protocol.
  • Run a near cut-off study with blinded low positives masked in routine work at a subset of the waived clinical sites, using untrained operators who did not take part in method development.
Full results

Against the FDA-cleared molecular comparator, influenza A sensitivity was about 97% and specificity about 94%. Influenza B sensitivity was about 94% and specificity about 99%. The test was positive for influenza A in about 23% and for influenza B in about 10% of evaluable specimens.

Discordant testing with an alternative FDA-cleared molecular assay detected influenza A in most of the influenza A false positives and did not detect it in some of the false negatives. For influenza B, the alternative assay detected virus in more than half of the false positives and did not detect it in more than half of the false negatives. The initial invalid rate was about 9%, falling to about 1% after repeat testing per the instructions.

In the near cut-off study, untrained intended operators agreed with expected results in about 97% of low-positive influenza A samples, about 97% of low-positive influenza B samples and 100% of negatives. One negative ended as an unresolved invalid. In the reproducibility study, agreement with expected results was 100% across all sites, operators and days. FDA found the device substantially equivalent under the dual-track review, and FDA's CLIA database lists the test as waived.

Measured against the 2011 influenza guidance's recommendations for nucleic acid tests, both analytes meet every benchmark, including the recommended confidence-interval lower bounds for sensitivity and specificity. Influenza A specificity (about 94%) is the lowest point estimate, but the discordant analysis puts it in context: the alternative molecular assay found influenza A in most of the specimens counted as false positives. That points to differences in analytical sensitivity between methods rather than spurious signals. The decision summary labels the results sensitivity and specificity even though the comparator was a molecular assay. The guidance's convention for a non-culture comparator would be percent agreement.

Confidence interval width follows the number of comparator positives, not total enrollment: with about 300 influenza A positives and about 150 influenza B positives, the influenza B interval was roughly twice as wide. The 510(k) summary's clinical section reports slightly different limits for two of the estimates than the decision summary does, so the interval method is worth stating explicitly in the statistical analysis plan.

The challenge and regulatory background

The test was submitted as a combined 510(k) and CLIA waiver package for dual review. Its intended use is as an aid in diagnosing influenza in patients with signs and symptoms of respiratory infection, together with clinical and epidemiological risk factors. A nasal swab is eluted and tested directly, with no separate nucleic acid extraction, in either clinical laboratory or point-of-care settings. The operator reads results visually as colored lines on a test strip.

The clinical evidence therefore had to show accuracy against a high-performance FDA-cleared molecular influenza assay on fresh, prospectively collected specimens from children and adults, with the investigational test run within one hour of collection at intended-use sites by the kind of people who would run it in practice. Both analytes needed enough comparator positives for usable confidence intervals.

For the waiver, it also had to show that untrained intended operators could detect samples at the limit of detection, where a visual read is most likely to be wrong, and that results were reproducible across sites, operators and days.

Molecular tests that detect and differentiate influenza A and B are classified under 21 CFR 866.3980, respiratory viral panel multiplex nucleic acid assay, as Class II devices subject to special controls. The special control is FDA's respiratory viral panel special controls guidance. FDA's 2011 influenza IVD guidance describes the clinical study: prospective, fresh specimens from sequentially enrolled patients for each claimed specimen type, at least three geographically diverse facilities, and, for point-of-care devices, sites representing the non-laboratory settings of intended use.

That guidance also publishes numeric expectations. Nucleic acid-based tests should show at least 90% sensitivity for each analyte and specimen type, with the lower bound of the two-sided 95% confidence interval above 80%. All influenza devices should show specificity with a 95% CI lower bound above 90%. When the comparator is an FDA-cleared nucleic acid test rather than culture, the guidance says results should be expressed as positive and negative percent agreement. These are nonbinding recommendations. They differ from the codified minimum performance criteria in 21 CFR 866.3328, which apply to antigen-based rapid influenza tests and not to nucleic acid assays.

A molecular test meant for physician offices and clinics also needs a CLIA waiver, which requires evidence that the test is simple and has an insignificant risk of an erroneous result in the hands of untrained operators. Since MDUFA III (2012), sponsors have been able to file a Dual 510(k) and CLIA Waiver by Application, in which one set of comparison and reproducibility studies run by intended waived users supports both decisions. FDA's current written recommendations for that pathway were finalized after this clearance. The difficulty is keeping laboratory-level molecular sensitivity when non-laboratory staff run the test between patients, in a season whose timing the sponsor cannot control.

Why the study was designed this way
  • Non-laboratory personnel ran the investigational test at intended-use sites while trained staff ran the comparator at central laboratories. That lets one dataset answer both questions: substantial equivalence for the 510(k), and accuracy in waived hands for the CLIA waiver.
  • Testing fresh swabs within one hour of collection follows the influenza guidance's preference for fresh specimens from sequentially enrolled patients over frozen archives for clinical sensitivity and specificity, and it matches how the test is used at the point of care.
  • Collecting both swabs from the same nostril and sending the comparator swab to a high-performance FDA-cleared molecular assay keeps the reference as close as possible to the investigational sample, so disagreements more likely reflect the assays than sampling differences.
  • Enrolling across about fifteen sites through a full season protected the influenza B arm. Influenza B was the less common analyte (about 150 comparator positives against about 300 for influenza A), and its sensitivity interval is the widest in the study.
  • Low-positive samples at about 1X LoD were masked as patient samples in the daily workflow. This tests the hardest visual read, a faint line, under realistic conditions.

Regulatory references: 21 CFR 866.3980 – Respiratory viral panel multiplex nucleic acid assay (eCFR) · FDA guidance: Establishing the Performance Characteristics of In Vitro Diagnostic Devices for the Detection or Detection and Differentiation of Influenza Viruses (2011) · 21 CFR 866.3328 – Influenza virus antigen detection test system (eCFR) · FDA guidance: Recommendations for Dual 510(k) and CLIA Waiver by Application Studies (February 2020) · FDA guidance: Recommendations for CLIA Waiver Applications for Manufacturers of In Vitro Diagnostic Devices (February 2020) · FDA: CLIA Categorizations

Study design and results as reported in the FDA's publicly available 510(k) decision summary. Sponsor and device names withheld. This study was run by the Studybox leadership and clinical team while operating as Toolbox Medical Innovations, the company Studybox grew out of.

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FAQ

01 What regulation covers a point-of-care molecular influenza A/B test?

Class II under 21 CFR 866.3980 (respiratory viral panel multiplex nucleic acid assay), with special controls.

02 What clinical performance does FDA expect for a molecular flu test?

FDA's 2011 influenza guidance recommends that nucleic acid tests show at least 90% sensitivity with a 95% CI lower bound above 80% for each analyte and specimen type, and specificity with a lower bound above 90%. In this study every estimate met those recommendations, with the least margin on influenza B sensitivity and influenza A specificity.

03 Can one clinical study support both 510(k) clearance and a CLIA waiver?

Yes. Under the Dual 510(k) and CLIA Waiver by Application pathway, comparison and reproducibility studies run by untrained operators in intended waived settings can support both decisions. Here, non-laboratory personnel at about fifteen intended-use sites generated the method comparison.

04 How were untrained operators tested near the limit of detection?

At three CLIA-waived clinical sites, several untrained operators per site tested blinded low-positive (~1X LoD) influenza A, influenza B and negative samples masked as patient samples during normal testing days. Agreement was about 97%, about 97% and 100%, respectively.

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