Studybox Research 510(k) · Hematology
Point-of-Care Fingerstick PT/INR System
A handheld point-of-care coagulation system that reports INR from a fresh capillary fingerstick sample, for professional monitoring of warfarin therapy over a 0.8 to 4.5 INR range, received 510(k) clearance together with its liquid PT controls.
Case study
510(k) · Hematology
510(k) Method Comparison Study for a Point-of-Care Fingerstick PT/INR System
Key facts
- Outcome
- FDA 510(k) clearance
- Pathway
- 510(k) Clinical Studies
- Subjects (vs POC comparator)
- about 350
- Intended-use sites
- 3–5
- Slope vs POC comparator
- slightly below 1
- Slope vs lab reference
- about 1.0
- Repeatability CV, INR 2.0 to 3.0
- about 5% (n = about 400)
- Reportable range
- 0.8 to 4.5 INR
- Run by
- The Studybox team, as Toolbox Medical Innovations
01 How the study ran
- Method comparison at 3–5 intended-use sites, with three strip lots per site and a minimum of three operators per site.
- Enrollment of subjects not receiving warfarin or any other anticoagulant (INR <2.0) and subjects on warfarin therapy (INR 2.0 to 4.5).
- Fingerstick results compared with a cleared point-of-care PT/INR device on capillary blood (about 350 subjects; about 90 per site) and with INR on venous plasma from a central-laboratory coagulation analyzer (about 350 subjects), analyzed by Passing-Bablok regression by site and for all sites combined.
- Whole-blood repeatability from duplicate fingerstick samples at the same sites (about 15 operators, minimum three per site), stratified by INR range.
- Multi-site reproducibility of two control levels over 20 operational days, with two runs per day and two replicates per run, three control lots and three strip lots (about a dozen operators, three per site).
- Hematocrit effect assessed by plotting the percent bias against the laboratory INR versus venous EDTA hematocrit in capillary samples from about 300 patients; normal reference range established in about 100 healthy subjects not on anticoagulation.
02 Takeaways for sponsors
- Plan two comparators for a professional POC INR claim: a cleared point-of-care device on capillary blood and a laboratory INR on venous citrated plasma.
- Treat method comparison as the study that sets your reportable range. Enroll deliberately at the low, therapeutic and high ends of the INR range you want to claim.
- Build lot and operator variability into the clinical sites (three lots per site, at least three operators per site) rather than testing it separately.
- Collect venous hematocrit in the same subjects so the hematocrit claim is backed by native clinical samples.
- Report and investigate site-level precision; outliers and one-site excursions will be visible to reviewers in the tables.
Full results
Against the point-of-care comparator (n = about 350), the all-sites Passing-Bablok slope was slightly below 1 (about 0.9), the intercept near zero and r² about 0.9. Site-level slopes ranged from about 0.9 to 1.0. Against the laboratory reference on venous plasma (n = about 350), the all-sites slope was about 1.0, the intercept near zero and r² about 0.9, with site-level slopes from about 0.9 to 1.1.
Combined-site whole-blood repeatability was about 5% CV for INR <2.0 (n = about 150), about 5% CV for INR 2.0 to 3.0 (n = about 400) and about 4% CV for INR 3.1 to 4.5 (n = about 100). The highest single-site value (about 9% CV in the <2.0 range at one site) included an outlier, as the decision summary notes. In the control reproducibility study (n = about 300 per level), total CV across all sites was about 4% for the normal control (mean about 1.3 INR) and about 5% for the therapeutic control (mean about 3.2 INR). The decision summary reports that both precision studies passed their acceptance criteria.
Hematocrit between 22% and 52% did not significantly affect results, and the normal reference range was 0.9 to 1.1 INR. FDA found the system substantially equivalent and cleared it, with its PT controls, for professional point-of-care use.
Read the two regressions together. Against the laboratory method, an all-sites slope of about 1.0 and an intercept near zero indicate no systematic proportional or constant bias across the range. Against both comparators, the slope estimates suggest that, if anything, fingerstick INRs ran slightly lower than the comparators at higher values. The r² against venous plasma is a little lower than against the capillary comparator. Part of that gap is expected: the venous comparison adds matrix and sampling differences that a capillary-to-capillary comparison does not.
The decision summary does not publish numeric acceptance criteria for the method comparison, and 21 CFR 864.7750 does not codify performance limits. Readers should treat the regression and precision figures as the evidence FDA found sufficient for this device, not as a universal threshold. Site-level results deserve as much attention as pooled ones. One site's therapeutic control showed about 8% total CV, compared with about 2% to 4% at the other sites, a reminder that pooled estimates can hide a single site's operational variability.
The challenge and regulatory background
The device is intended for professional healthcare providers at the point of care. It reports an INR, based on a prothrombin time response, for monitoring oral anticoagulation with warfarin. The intended population is patients 18 years and older who have been stabilized on warfarin for more than six weeks; the system is not intended for patients transitioning from heparin to warfarin. The only specimen is fresh capillary (fingerstick) whole blood applied directly to a single-use test strip, and the system is labeled for prescription use.
To support substantial equivalence, fingerstick INR results had to agree with a legally marketed point-of-care PT/INR device and with a laboratory reference method across the claimed 0.8 to 4.5 INR reportable range. The reference method was INR on venous citrated plasma, measured on a laboratory coagulation analyzer using a recombinant human tissue thromboplastin reagent. Because no linearity study applies to a calculated INR, FDA's decision summary notes that the reportable range itself was established through these method comparison studies.
The enrolled population therefore had to include both people not on anticoagulants (INR <2.0) and warfarin patients (INR 2.0 to 4.5). Testing had to happen at intended-use sites with multiple operators and strip lots, so that lot-to-lot and operator variability were part of the result rather than tested only in a development lab.
Prothrombin time tests are classified under 21 CFR 864.7750 as Class II devices. The regulation covers PT tests used as a general screen for extrinsic-pathway clotting factor deficiencies and to monitor patients on coumarin anticoagulants, including fingerstick PT/INR meters. The accompanying liquid controls are reviewed as a coagulation plasma control under 21 CFR 864.5425. FDA does not codify device-specific special controls for this regulation in the CFR, so the evidence expectations visible in decision summaries come largely from FDA-recognized CLSI consensus standards for precision (EP05), method comparison and bias estimation (EP09), interference (EP07) and commutability of processed control material (EP14).
An INR is not a direct measurement. The meter measures a clot time and converts it to an INR using an International Sensitivity Index (ISI) and mean normal prothrombin time assigned to each strip lot by calibration against a reference thromboplastin traceable to the World Health Organization International Reference Preparation. Method comparison therefore tests the whole chain at once: strip reagent, lot calibration, meter algorithm and sample handling.
The category is hard for practical reasons. Capillary whole blood must be compared against venous citrated plasma, which is a different matrix. Hematocrit, interfering drugs and heparin exposure can shift clot times. Dosing decisions are made inside a narrow therapeutic interval, so small biases matter clinically. Every claimed segment of the reportable range also has to be populated with real patients, including warfarin patients at the high end.
Why the study was designed this way
- Using two comparators separated two questions: equivalence to a device already used at the point of care (capillary blood versus capillary blood) and accuracy against the laboratory INR that drives clinical practice (capillary blood versus venous plasma).
- Enrolling both non-anticoagulated subjects and stabilized warfarin patients spread results across the reportable range. That matters because the decision summary states the 0.8 to 4.5 INR range was established through method comparison, not linearity.
- Running three strip lots at every site, with at least three operators each, put lot calibration and operator technique into the comparison data instead of leaving them as untested assumptions.
- Duplicate fingersticks gave a direct measure of capillary repeatability in real patients. Control-material reproducibility over 20 days isolated instrument and strip variability from sampling variability.
- Collecting venous EDTA hematocrit alongside each capillary test let the hematocrit claim come from the same clinical population, rather than only from spiked or manipulated samples.
Regulatory references: 21 CFR 864.7750, Prothrombin time test (eCFR) · 21 CFR 864.5425, Multipurpose system for in vitro coagulation studies (eCFR) · FDA CLIA test categorization database
Study design and results as reported in the FDA's publicly available 510(k) decision summary. Sponsor and device names withheld. This study was run by the Studybox leadership and clinical team while operating as Toolbox Medical Innovations, the company Studybox grew out of.
FAQ
01 What regulation covers a point-of-care PT/INR meter?
Prothrombin time tests are Class II devices under 21 CFR 864.7750. The liquid PT controls in this submission were reviewed under 21 CFR 864.5425.
02 What comparators were used for a fingerstick INR 510(k)?
This study compared fingerstick results with a cleared point-of-care PT/INR device on capillary blood (n = about 350) and with a laboratory coagulation analyzer INR on venous citrated plasma (n = about 350), using Passing-Bablok regression.
03 How was the reportable range established?
FDA's decision summary states that linearity does not apply to a calculated INR, and that the 0.8 to 4.5 INR reportable range was established through the method comparison studies against both comparators.
04 How was capillary precision measured?
Duplicate fingerstick samples were tested at 3–5 intended-use sites by about 15 operators. Combined-site CVs were about 5% (INR <2.0), 5% (2.0 to 3.0) and 4% (3.1 to 4.5).
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