Studybox Research

Studybox Research Emergency Use Authorization · Infectious disease

Over-the-Counter Home Rapid Antigen SARS-CoV-2 Test

A visually read lateral flow antigen test for non-prescription home detection of SARS-CoV-2 nucleocapsid protein in anterior nasal swabs received Emergency Use Authorization with serial-testing labeling.

Case study

Emergency Use Authorization · Infectious disease

EUA Clinical Study for an Over-the-Counter Home Rapid Antigen SARS-CoV-2 Test

Key facts

Outcome
FDA emergency use authorization
Subjects evaluated
about 500
Sites
5–7 (U.S.)
PPA
about 82%
NPA
100%
Comparator positives
about 60 (about 11%)
Age range
2 years and older
Run by
The Studybox team, as Toolbox Medical Innovations

01 How the study ran

  • Prospective, all-comer clinical study at 5–7 sites in the United States.
  • Enrollment of symptomatic subjects aged 2 years or older who presented within seven (7) days of symptom onset; about 500 subjects were evaluated, with more women than men.
  • Subjects aged 14 or older either self-collected the anterior nasal specimen and ran the test, or had a companion do so; for subjects aged 2 to 13, a parent or legal guardian collected the specimen. The person who collected the specimen then ran the test using only the quick reference guide in the kit.
  • Each subject also had a nasal swab collected by a site healthcare professional for reference testing with a highly sensitive FDA EUA RT-PCR assay; false negatives were retested with a different high-sensitivity EUA RT-PCR method.
  • Results were analyzed overall, by age group (2-13, 14-24, 25-64, and 65 and above, with the 25-64 group the largest) and by days since symptom onset (day 0 to day 7).

02 Takeaways for sponsors

  • Plan enrollment around the number of positives needed, not total subjects: at roughly 11% prevalence, about 500 all-comers produced about 60 positives and a PPA lower bound barely above 70%.
  • Keep comparator collection with healthcare professionals and use a high-sensitivity authorized RT-PCR assay; reserve a second high-sensitivity method for discrepant analysis.
  • Report performance by age band and by day since symptom onset from the start; these strata drive labeling even when they are small.
  • Expect any antigen claim to come with serial-testing instructions; design the protocol and labeling around the presumptive-negative, repeat-testing model.
  • Enroll across the full claimed age range, including children tested by a parent and adults 65 and older.
Full results

Of about 500 evaluable subjects, the test showed a PPA of about 82%, an NPA of 100% and an accuracy of about 98% against the RT-PCR comparator. There were no false positives and about ten false negatives; SARS-CoV-2 was not detected in a few of the false-negative specimens by a different high-sensitivity EUA RT-PCR method.

By age, PPA was 100% for ages 2-13, about 72% for ages 14-24, about 84% for ages 25-64 and about 80% for ages 65 and above, with NPA of 100% in every age group. By days since symptom onset, PPA ranged from about 70% on day 3 to 100% on days 0, 5, 6 and 7, where counts of positives were very small.

FDA issued the Emergency Use Authorization for non-prescription home use. Symptomatic individuals within the first 7 days of symptom onset are to test at least twice over three days with at least 48 hours between tests. Individuals without symptoms are to test at least three times over five days with at least 48 hours between tests. FDA later granted revisions to the authorization. FDA has announced that, following an HHS determination, COVID-19 IVD EUAs will no longer be in effect after a transition period.

Against FDA's published home-use template, the 100% NPA exceeds the 98% expectation, and the roughly 82% PPA meets the 80% point estimate recommended for OTC symptomatic use. The PPA lower bound sits just above the 70% lower bound that the supplemental serial-testing template ties to serial-testing claims. With only about 60 positives, the interval is wide: a few more false negatives would have pushed the lower bound below 70%. With a prevalence of roughly 11%, an all-comer study needs several hundred subjects to accumulate enough positives.

The age and day-of-onset strata are descriptive, not powered comparisons; the 14-24 age group, for example, rests on only a handful of positives and has a very wide interval. The discrepant RT-PCR results are given as a footnote and not used to adjust the primary 2x2 table, in line with the template. Because the PPA is below 95%, negative results are presumptive, and the serial-testing instructions in the authorized use are the risk mitigation.

The challenge and regulatory background

The intended use was non-prescription home testing by lay users with no laboratory training. Individuals aged 14 years or older would self-collect an anterior nasal swab, and adults would collect from and test individuals aged 2 years or older. The clinical evidence therefore had to show performance with the specimen collected and the test run and read by intended users following only the quick reference guide in the kit.

The comparator was a separate nasal swab collected by a site healthcare professional and tested with a highly sensitive FDA EUA RT-PCR assay. The study had to enroll symptomatic subjects within seven days of symptom onset across pediatric and adult age groups, so that performance could be reported overall, by age group and by days since symptom onset. Because the authorization would extend to asymptomatic serial testing without an asymptomatic clinical cohort, the symptomatic PPA and its lower confidence bound carried particular weight.

During the COVID-19 public health emergency, home antigen tests reached the market through Emergency Use Authorization under section 564 of the Federal Food, Drug, and Cosmetic Act, not through 510(k) or De Novo review. FDA published EUA templates describing the data it expected. The Molecular and Antigen Home Use Test Template recommended a prospective clinical evaluation in the intended use population, with fresh samples collected, tested and interpreted by lay users and compared against paired samples run on an authorized high-sensitivity molecular test. It also recommended at least two U.S. testing sites, all-comer enrollment until 30 positives and 30 negatives were obtained, and an observed usability study before the clinical study.

The template set performance expectations by claim: NPA of at least 98%, and, for over-the-counter testing in symptomatic individuals, PPA of at least 80%. Tests with PPA below 95% were to be limited to presumptive negative results. The supplemental serial-testing template added a further route. A test could receive a serial-testing claim on the basis of a symptomatic-only study if it showed PPA of at least 80% with a two-sided 95% CI lower bound of at least 70%.

In 2022 FDA tightened how all antigen tests are used, drawing on a decentralized NIH RADx study in which participants serially tested with authorized OTC antigen tests. FDA revised every antigen EUA. Tests previously authorized for symptomatic individuals became authorized for use at least twice over three days, with at least 48 hours between tests. Tests authorized for asymptomatic individuals became authorized for use at least three times over five days, again with at least 48 hours between tests. Antigen tests authorized after that revision, including this one, carry the serial-testing indications from the outset.

Why the study was designed this way
  • Having the lay user, or a parent for young children, collect and run the test with only the kit's quick reference guide meant the reported PPA reflected real home use, which is what FDA's home-use template asks for.
  • Collecting the comparator swab by a healthcare professional and testing it with a high-sensitivity EUA RT-PCR assay followed the template's recommendation for an authorized highly sensitive molecular comparator. It also kept reference quality independent of the lay user.
  • All-comer enrollment, not enrichment, avoided selecting for high viral loads, which the template warns would overstate sensitivity.
  • Enrolling within seven days of symptom onset and stratifying by day produced the per-day data FDA asks antigen developers to report, and it supported the first-7-days indication.
  • Including children aged 2-13 tested by a parent, and adults 65 and older, covered the full age range claimed in the intended use.

Regulatory references: FDA: In Vitro Diagnostics EUAs (COVID-19 EUA templates and status of COVID-19 IVD EUAs) · FDA EUA template: Molecular and Antigen Home Use Test Template (November 9, 2021) · FDA EUA template: Supplemental Template for Molecular and Antigen Diagnostic COVID-19 Tests for Screening with Serial Testing (October 25, 2021) · FDA: Antigen EUA Revisions for Serial (Repeat) Testing (November 1, 2022) · FDA guidance: Policy for Coronavirus Disease-2019 Tests (Revised) · FDA guidance: Transition Plan for Medical Devices Issued EUAs Related to COVID-19 · FDA guidance: Design Considerations for Devices Intended for Home Use (November 2014)

Study design and results as reported in the FDA-authorized instructions for use and EUA documents. Sponsor and device names withheld. This study was run by the Studybox leadership and clinical team while operating as Toolbox Medical Innovations, the company Studybox grew out of.

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FAQ

01 What PPA did FDA expect for an OTC home COVID-19 antigen test under the EUA templates?

FDA's home-use template recommended at least 80% PPA for OTC use in symptomatic individuals and at least 98% NPA. The supplemental serial-testing template paired serial-testing claims with PPA of at least 80% and a 95% CI lower bound of at least 70%.

02 Why were home antigen tests authorized for repeat testing?

FDA revised all antigen EUAs to require serial testing: at least twice over three days, 48 hours apart, for symptomatic individuals, and at least three times over five days, 48 hours apart, for asymptomatic individuals. FDA based this on data, including the NIH RADx study, showing that repeat testing after a negative result increases the chance of an accurate result.

03 How many subjects did this OTC antigen study evaluate?

About 500 symptomatic subjects at 5–7 U.S. sites, of whom about 60 were positive by the RT-PCR comparator (roughly 11% prevalence).

04 Who collected the comparator sample?

A site healthcare professional collected an additional nasal swab from each subject for testing with a highly sensitive FDA EUA RT-PCR assay.

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